-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JtamDq5MKCtoxwpE/ddNAHyKE1S1Xv0qqHBb/BJvOY2XYaSeMM8yV555x5/Gf2UQ z2pXoW7lieTK6U1phnBjhA== 0000950172-03-002796.txt : 20030911 0000950172-03-002796.hdr.sgml : 20030911 20030911171041 ACCESSION NUMBER: 0000950172-03-002796 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030911 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEOFORMA INC CENTRAL INDEX KEY: 0001096219 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 770424252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58839 FILM NUMBER: 03892398 BUSINESS ADDRESS: STREET 1: 3061 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4086545700 MAIL ADDRESS: STREET 1: 3061 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NEOFORMA INC/CA/ DATE OF NAME CHANGE: 20010918 FORMER COMPANY: FORMER CONFORMED NAME: NEOFORMA COM INC DATE OF NAME CHANGE: 19991004 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VHA INC CENTRAL INDEX KEY: 0001120376 IRS NUMBER: 382182248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 220 EAST LAS COLINAS BLVD CITY: IRVING STATE: TX ZIP: 75039-5500 BUSINESS PHONE: 9728300000 MAIL ADDRESS: STREET 1: 220 EAST LAS COLINAS BLVD CITY: IRVING STATE: TX ZIP: 75039-5500 SC 13D/A 1 ny804892.txt SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 _______________ SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) NEOFORMA, INC. ______________________________ (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 PER SHARE ____________________________________________________________ (Title of Class of Securities) 640475 10 7 ____________________________________________________________ (CUSIP Number) Marcea B. Lloyd Senior Vice President and General Counsel VHA Inc. 220 East Las Colinas Boulevard Irving, Texas 75039-5500 (972) 830-0000 ____________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Copy to: Nancy A. Lieberman, Esq. Skadden, Arps, Slate, Meagher & Flom LLP Four Times Square New York, NY 10036-6522 (212)735-3000 September 10, 2003 ____________________________________________________________ (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d(f) or 13d-1(g), check the following box o . (Page 1 of 4 Pages) CUSIP No. 640475 10 7 13D Page 2 of 4 Pages - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) VHA Inc. (IRS Employer Identification Number 38-2182248) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) /_/ N/A (b) /_/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) /_/ - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER 8,887,187 BENEFICIALLY OWNED ------------------------------------------------------- BY EACH 8 SHARED VOTING POWER 0 REPORTING ------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 8,887,187 ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,887,187 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES N/A /_/ - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 46.5% (based on an aggregate of 19,086,810 shares of Common Stock estimated to be outstanding) - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------- This Amendment No. 3 (this "Amendment") to the Statement on Schedule 13D filed by VHA Inc., a Delaware corporation ("VHA"), on August 7, 2000, as amended by Amendment No. 1 on October 19, 2000 and Amendment No. 2 on February 1, 2001 (the "Schedule 13D"), relates to the common stock, par value $0.001 per share (the "Common Stock"), of Neoforma, Inc., a Delaware corporation ("Neoforma"). All capitalized terms used but not defined herein have the meanings ascribed to them in the Schedule 13D. Item 4. Purpose of Transaction. The shares of Common Stock owned by VHA were acquired for general investment purposes. Notwithstanding the foregoing, VHA reserves the right to change its investment intent or to acquire additional shares of Common Stock from time to time or to sell or otherwise dispose of all or part of the Common Stock that it beneficially owns in any manner permitted by law. On September 10, 2003, VHA transmitted to the Securities and Exchange Commission a Form 144 disclosing that VHA currently intends to sell up to 300,000 shares of Common Stock in accordance with Rule 144 promulgated under the Securities Act of 1933, as amended. VHA currently intends to use the proceeds of such sales to offset amounts distributed to VHA HCOs who partake in VHA's e-commerce initiative. In accordance with the Form 144 filed on September 10, 2003, VHA sold 7,500 shares of Common Stock on September 10, 2003 in a brokered transaction at $16.22 per share. Item 5. Interest in Securities of the Issuer. (a) - (b) The information required by these sections of Item 5 is set forth in numbers 7-11 and number 13 of the cover page to this Amendment and is incorporated herein by reference. The share amounts in this Amendment are adjusted for the 1:10 reverse stock split effected by Neoforma on August 27, 2001. Except as set forth in Schedule A hereto, none of the directors and executive officers of VHA (the "Covered Persons") have purchased or sold any of the shares of Common Stock within the past 60 days. By reason of their status as directors and/or executive officers of VHA, the Covered Persons may be deemed to be the beneficial owners of the shares of the Common Stock owned by VHA. VHA has been advised that each of the Covered Persons disclaims beneficial ownership of the shares of the Common Stock from time to time owned by VHA. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 11, 2003 VHA INC. By: /s/ Marcea B. Lloyd ---------------------------------- Marcea B. Lloyd Senior Vice President, General Counsel SCHEDULE A DIRECTORS AND EXECUTIVE OFFICERS OF VHA INC. Except as set forth below, (i) the principal business address of each of the directors and executive officers of VHA Inc. is 220 East Las Colinas Boulevard, Irving, Texas 75039-5500 and (ii) the country of citizenship of each of the directors and executive officers of VHA Inc. is the United States.
Business Address / Citizenship / Transactions and Name Principal Occupation Ownership in Neoforma Common Stock - ---------------------------- ---------------------------------------- -------------------------------------------------- Directors - -------------------------------------------------------------------------------------------------------------------------------- William E. Corley President, Chief Executive Officer Community Health Network 1500 N. Ritter Avenue Indianapolis, IN 46219 - -------------------------------------------------------------------------------------------------------------------------------- John Crotty President Crobern, Inc. 709 Mountain Road Lake Bluff, IL 60044-2225 - -------------------------------------------------------------------------------------------------------------------------------- Edwin E. Dahlberg President, Chief Executive Officer St. Luke's Regional Medical Center 190 E. Bannock St. Boise, ID 83712 - -------------------------------------------------------------------------------------------------------------------------------- Jean R. Elrick, M.D. Sr. Vice President, Administration Massachusetts General Hospital 55 Fruit Street, Bulfinch 240D Boston, MA 02114 - -------------------------------------------------------------------------------------------------------------------------------- Michele Y. Halyard, M.D. Department of Radiation Oncology Mayo Foundation 13400 E. Shea Blvd. Scottsdale, AZ 85259 - -------------------------------------------------------------------------------------------------------------------------------- G. Richard Hastings President, Chief Executive Officer Saint Luke's Health System 4401 Wornall Road Kansas City, MO 64111 - -------------------------------------------------------------------------------------------------------------------------------- Vincent E. Kerr, M.D. Director, Healthcare Management Ford Motor Company One American Road, Room 500 PO Box 1899 Dearborn , MI 48126 - -------------------------------------------------------------------------------------------------------------------------------- John F. Koster, M.D. Executive Vice President, Chief Operating Providence Health System Officer 506 Second Avenue, Suite 1200 Seattle, WA 98104 - -------------------------------------------------------------------------------------------------------------------------------- Sallye A. Liner, R.N. Executive Vice President Forsythe Medical Center 3333 Silas Creek Pkwy Winston-Salem, NC 27103 - -------------------------------------------------------------------------------------------------------------------------------- Steven H. Lipstein President, Chief Executive Officer BJC Healthcare 4444 Forest Park Avenue St. Louis, MO 63108 - -------------------------------------------------------------------------------------------------------------------------------- Gerald Miller President, Chief Executive Officer Crozer-Keystone Health System 100 West Sproul Road Springfield, PA 19064 - -------------------------------------------------------------------------------------------------------------------------------- Curtis W. Nonomaque President, Chief Executive Officer VHA Inc. - -------------------------------------------------------------------------------------------------------------------------------- Terri L. Potter President, Chief Executive Officer Meriter Health Services 202 S. Park Street Madison, WI 53715 - -------------------------------------------------------------------------------------------------------------------------------- Ron R. Rees President, Chief Executive Officer Halifax-Fish Community Health P.O. Box 9718 Daytona Beach, FL 32120 - -------------------------------------------------------------------------------------------------------------------------------- Stephen C. Reynolds President, Chief Executive Officer Baptist Memorial Health Care Corp. 350 North Humphreys Blvd. Memphis, TN 38120 - -------------------------------------------------------------------------------------------------------------------------------- James W. Varnum President Dartmouth-Hitchcock Alliance One Medical Center Drive Lebanon, NH 03756 - -------------------------------------------------------------------------------------------------------------------------------- Joseph A. Zaccagnino President, Chief Executive Officer Yale-New Haven Health System 20 York Street New Haven, CT 06510 - -------------------------------------------------------------------------------------------------------------------------------- Executive Officers - -------------------------------------------------------------------------------------------------------------------------------- Kim Alleman Senior Vice President - -------------------------------------------------------------------------------------------------------------------------------- Stuart B. Baker, M.D. Executive Vice President - -------------------------------------------------------------------------------------------------------------------------------- Daniel P. Bourque Group Senior Vice President 1200 New Hampshire Ave., NW Washington, DC 20036 - -------------------------------------------------------------------------------------------------------------------------------- J. Donald Caccia Group Senior Vice President - -------------------------------------------------------------------------------------------------------------------------------- Robert Chapel Senior Vice President, Chief Financial Officer - -------------------------------------------------------------------------------------------------------------------------------- Stacy Cinatl Group Senior Vice President - -------------------------------------------------------------------------------------------------------------------------------- Mike Cummins Senior Vice President, Chief Information Officer - -------------------------------------------------------------------------------------------------------------------------------- Michael J. Daly Executive Vice President, System 200 Berwyn Park Operations Berwyn, PA 19312 - -------------------------------------------------------------------------------------------------------------------------------- K. Jeffery Hayes Senior Vice President - -------------------------------------------------------------------------------------------------------------------------------- Marcea Bland Lloyd Senior Vice President, General Counsel - -------------------------------------------------------------------------------------------------------------------------------- Donald McCall Group Senior Vice President - -------------------------------------------------------------------------------------------------------------------------------- Mark McKenna President, Chief Executive Officer 125 E. John Carpenter Frwy. Novation, LLC Irving, TX 75062 - -------------------------------------------------------------------------------------------------------------------------------- Curtis W. Nonomaque President, Chief Executive Officer - -------------------------------------------------------------------------------------------------------------------------------- Andrea Overman Senior Vice President - -------------------------------------------------------------------------------------------------------------------------------- Rick Roycroft Senior Vice President 521 E. Morehead Street, Suite 300 Charlotte, NC 28202 - --------------------------------------------------------------------------------------------------------------------------------
-----END PRIVACY-ENHANCED MESSAGE-----